Emergency Management Grants – Promoting Planning Standards

We know that good emergency plans are the cornerstone of preparedness.  Often times it is local governments that have difficulty putting quality plans in place because they don’t have knowledgeable personnel or funds available to make this happen.  This gap is critical since we know that all disasters begin and end locally, so quality local plans are an imperative.

States provide financial assistance to local governments through a local allocation of the Emergency Management Performance Grant (EMPG), which is an annual grant program through FEMA/DHS as a component of the Homeland Security Grant Program (HSGP).  While there is always some variance in the goals or focus of EMPG, the overall concept and allowable costs are fairly static and the emphasis is always on preparedness.

Preparedness, however, encompasses a lot of activities.  The best breakdown is POETE – Planning, Organizing, Equipping, Training, and Exercising.  Just from this we can see a lot of opportunity to spend money on a lot of needed activities.  Planning, however, regularly needs to be revisited.  While funding the other activities may be important, they mean very little without a quality, up to date plan.  All preparedness activities should relate somehow back to the plan, such as equipment and training efforts to shore up capabilities identified for need through the planning process.  This applies to everyone by the way – federal, state, and local governments; private sector; and not for profits.

How can states (or any other grant or budget managers) continue to emphasize the importance of planning?  I’ve recently seen a best practice by the State of New Hampshire which is similar to the federal administration of the Community Development Block Grant (CDBG) programs.  First, they make funds available for, and only for, planning.  This includes new plans and plan updates.  Once plans have been developed that meet their standards, then additional funds can be requested for supporting preparedness activities.  This building block preparedness approach helps provide targeted funds solely for plan improvements while helping to ensure that subsequent funds are provided for activities that associate with the plan and addressing or identifying (by way of exercises) gaps.  While it can be a bit cumbersome, I think it’s a great model for promoting preparedness the right way.

Thoughts?

©2014 – Timothy Riecker

This isn’t my Red Cross

The National Red Cross announced last month another restructuring effort taking place across the country.  It seems every few years the Red Cross attempts to streamline their operations through a similar effort.  What is missing with every restructuring activity is a local perspective, which I think hurts them greatly.  Consider that the Red Cross’ service delivery is mostly local.  Their volunteer base is local.  Their fundraising requests are local.  Yet with each reorganization they draw back further and further from those local roots.

I heard a rather compelling example just this past week of how the Red Cross’ organization has changed in the state of Vermont.  From what I was told, Vermont used to be covered by three chapters.  Reorganization several years ago consolidated those three chapters to one.  This current reorganization effort is now consolidating the Red Cross into one chapter which has responsibility for both Vermont and New Hampshire!  Additionally, they have sold their mobile canteens and have contracted to a restaurant food provider to handle emergency food services.  While this contract does provide for a more sustainable and large scale operation, all these efforts continue to draw the Red Cross out of the community.

I first heard of this most recent reorganization through the blog Disaster Gestalt, written by Joseph Martin who has a long history serving as a Red Cross volunteer.  I shared some of my insights in his blog as I reacted initially to the news he brought me.  Upon hearing more and more about this reorganization and its impacts across the country, I’m really left wondering what happened to my Red Cross.

My involvement with the Red Cross started in high school where our government class required some measure of civic service.  My best friend had gotten some info on the Red Cross and they took us in as volunteer Health and Safety Instructors.  They trained us to teach courses in First Aid and CPR to the community.  We both took to it quickly, finding quite a passion for teaching.  In many ways it began both our careers as instructors and in emergency services.  With this passion, we continued volunteering for our local chapter well beyond our high school requirement.

The staff at the chapter was wonderful and not only helped us grow, but encouraged us to further our involvement.  While we continued to do mostly volunteer work, we also became paid instructors, helping the chapter serve corporate clients and eventually instructor trainers conducting train-the-trainer courses.  I attended community college locally after high school so was able to continue my work for the chapter while also working nearly full time, taking classes full time, and receiving my initial training as a firefighter, EMT, and diver.  I honestly have no idea where that energy came from!

When I left the area to complete my bachelor’s degree and subsequently moved around a bit, I continued teaching for Red Cross chapters around the northeast.  My experience with each of those chapters was very similar to that of my home chapter.  They were all welcoming and thrilled to have help.  Eventually, once I settled into my career I became a board member.  Despite the three hour round trip drive, I served on the board of my home town, where my Red Cross service started.  It was a rewarding experience.  My work and family obligations eventually pulled me away, but I continued to donate and always had a place in my heart for the Red Cross.

In the years since my board service there have been several reorganizations nationally.  Each of these reorganizations worked to centralize chapter activities to regional offices, resulting in layoffs at the chapter level.  While I understand that consolidation can be a cost savings, it decreases the local reach of the chapter.  Additionally, the responsibilities of the chapter executive continued to decrease.  With true management and direction coming from regional offices, there is little left to manage at the chapter level.  Job postings for chapter executives seem to stress fund development more than anything else.  The footprints of chapters continue to expand as chapter consolidations occur.  No longer are chapters community-based as their territories cover many jurisdictions.  It’s all rather impersonal.

In researching this article I was not able to find anything that discussed the national picture of this reorganization.  I found quite a number of stories from local media talking about the impacts of the reorganization on their local chapters, though.  Nearly every article mentioned expanded territory and staff layoffs.  Many also, interestingly enough, mentioned new chapter executives coming on board.  I reached out to the Red Cross to find out more about their current reorganization effort and sent an email through their Public Inquiry function on their website.  I did receive a response back within a few hours.  What they wrote back provided some high level goals but little data on the impacts of the reorganization, which I did request.  Here are some snippets:

The American Red Cross is transforming its operations to meet the growing demand for our services while making the best use of donor dollars.

 

  • In the past few years, the demand for our services has grown. To meet this demand, we continue to look for ways to touch more lives while keeping our costs low.

 

  • We have outlined a three year plan to lower the cost of operations by finding more efficient ways to do our work and expanding volunteers in every community.

 

  • Our goal is to help more people at less cost. We will be even better stewards of our donor dollars because we are an even more cost-conscious organization.

 Guided by recommendations from representatives of local paid and volunteer leadership, we are consolidating Red Cross chapters and putting these savings into serving more people in need.

 

  • With a consolidated regional structure, we can provide more robust and consistent services across a wider geography. These consolidations enable us to shift donor dollars from costs associated with delivering service to the actual services themselves, enabling us to serve more clients with more direct assistance.

 

  • We aim to increase both the number of clients served and the resources made available to them – not through the addition of more paid staff – but by adding more volunteer leaders and involving them in more ways.

 

  • Volunteers have always been and continue to be the backbone of the Red Cross. Their importance will increase as we look to deliver services in more communities across the country. We want to make Red Cross the best place in America to work and volunteer.

 The public can continue to count on the Red Cross to be there to serve the needs of their communities.

 Our goal is to:

  • Increase the number of home fires we respond to. Home fires impact more people across the county each year than all other natural disasters combined.
  • Increase by 10 percent the financial support we give to individual disaster clients. The average amount we give to families affected by home fires has not changed in 10 years.
  • Develop a local structure that allows us to deliver services more efficiently and be in even more local communities. Currently, Red Cross is present in more than 2,000 U.S. communities and military facilities worldwide.

I am still left with many questions about their implementation.  It doesn’t seem to make much sense to expect higher donations and increased service delivery when their physical presence in communities has decreased.  They want to do more with less by increasing chapter territories but decreasing staff.  They say they can fill the gap cost effectively through volunteers.  While the Red Cross has a long history of service delivery through volunteers, the foundation of that is staff who manages and coordinates the activities of volunteers.  While volunteer leaders can certainly help meet needs, paid staff are still the ones ultimately accountable.  Volunteers also like to have connections to paid staff and with the decrease in paid staff and the larger territories it feels more and more impersonal.  Given the operations of the Red Cross, while volunteers are important and certainly critical to the success of the organization, the important role of paid staff and a physical presence in the communities they serve is extremely important.

I’m sure that many folks at national headquarters work very hard on trying to determine how to maximize their funding and the services they provide.  Nearly every organization, be it non-profit, for profit, or government, strives to strike the right balance.  In my opinion, however, this continued trend of regionalization will only continue to hurt the Red Cross.  Their community presence decreases more and more.  When community members don’t see and feel that presence they are less compelled to donate much less volunteer.

To be clear, I still support the mission of the Red Cross.  I am very much a proponent of the Red Cross and the services they provide.  They provide important services to communities and are a critical partner in preparedness and emergency management.  While there is always room for improvement, however, their serial reorganization efforts through the last 15 years or so have achieved a level that is sadly comical.  There must be a better way.  The organization has become so impersonal I no longer feel that they are my Red Cross.

I’m very interested in the opinions of others on this matter.  Do you feel the Red Cross is improving through these reorganization efforts?  If so, how?  Do you feel more or less compelled to donate or volunteer?  Am I missing something?

© 2014 – Timothy Riecker

Preparing for Ebola – and Whatever Else May Come

Unless you’ve been living under a rock lately, you should be quite aware of the headlining threat in public health and public safety – Ebola hemorrhagic fever.  Ebola has been in existence for quite a while, but the current outbreak of this deadly virus in western Africa has garnered much attention.  Thus far, beyond western Africa, infected persons have been identified in Spain and the United States.  The ease and frequency of air travel, combined with the virulence of Ebola have led to a frenzied reaction by politicians, the media, and our health care system.  While we are at a stage in the US where only a handful of infected persons have been identified, this virus is quite dangerous and could easily and rapidly spread.

While I’m not a public health expert, preparedness is universal.  Public health is at the tip of the spear for this fight and must be supported by other professions within public safety and beyond – that’s what emergency management is all about.  That said, this is proving to be quite a test for our public health partners.  The consequences of failure could be devastating.

Considering the five mission areas, we are most strongly functioning within Prevention, Protection, and Response for Ebola.  Certainly the three common Core Capabilities of Planning, Operational Coordination, and Public Information and Warning are all fully engaged across the three mission areas.  Additionally, we are seeing a great deal of work within in the Intelligence and Information Sharing; Screening, Search, and Detection; Public Health and Medical; and Situational Assessment Core Capabilities; along with some work in other capabilities to a lesser degree.  Why is it important to recognize the mission areas and Core Capabilities?  It helps to keep us focused and prompts us to examine the critical activities for each.

In which mission areas and Core Capabilities does your agency fit in?

What are you responsible for?

Are you doing it?

Do you have all the information you need to do it safely and effectively or are you waiting for public health to call and tell you what to do?  I’m betting you haven’t gotten that phone call.

In a situation like this, we are seeing a lot of activity and emphasis at the Federal level through US Health and Human Services and the Centers for Disease Control.  Their focus is on solving the problem in front of them.  While they have people engaged in getting messages out and engaging partners, they have a lot to accomplish and likely haven’t gotten to all the stakeholders.  We will hopefully see some more aggressive messaging given the circumstances that have been described at the Texas hospital where Ebola patients have been treated.  So what should you do?  Hopefully your agency is already in contact with your local health department to discuss both your role in the public safety system and the potential exposures and vulnerabilities you may have to Ebola.  If your local health department doesn’t seem to have much information, reach up to your state health department.  Don’t wait to get a call… by then it could be too late.

Very simply, we are looking at preparations for your agency’s role.  These preparations, although slightly different based on the agency, apply to all agencies; from first responder agencies, to local government, K-12 and higher education schools, hospitals, private sector, and not for profits.  Let’s break this down with the Preparedness Cycle:

The Preparedness Cycle - FEMA

The Preparedness Cycle – FEMA

Plans, policies, procedures – do you have them in place and up to date?  Depending on the role and function of your agency you can have several of the following – emergency operations plan, emergency procedures, infection control plan and procedures, public health plan, communicable disease or pandemic influenza plan.  You should engage with public health experts to ensure that your plans, policies, and procedures address everything known about Ebola.  You may need to create some procedures specifically addressing issues pertaining to Ebola and your agency’s role.  Do your plans, policies, and procedures link up to your agency’s critical activities for each Core Capability you are engaged in?  What agencies do you need to coordinate with to be effective?

Organizing – depending on your agency’s role, you may need to make some internal changes or designations within your organization to better streamline your activities.

Training – train everyone who has anything to do with any component of the plan in what they need to do.  This is a great opportunity to ensure that everyone is trained up in their role of the emergency operations plan.  If your agency has physical contact with the public, training in personal protective equipment (PPE), identification of signs and symptoms, and patient care are extremely important.  Given the detail of the activities and the just-in-time training, job aids will be a great help to your staff to ensure that they follow the procedures you provide for them.  Don’t get caught short… communicate to your staff in what is going on, what your agency is or may be responsible for, and what they will be called upon to do.

Equipping – your staff need the right equipment for the job.  Not only PPE, but the forms and databases used to record information, decontamination equipment, etc.  It is extremely important that staff are trained not only in how to use equipment but to prevent contamination of equipment and prevention of cross contamination.  Do you have all the equipment you need?  If not, who does?

Exercising – Conduct table top exercises to talk through policies and higher levels plans to validate and become familiar with them.  Identify shortfalls and correct them immediately.  Conduct drills to test the skills of staff for specific activities and larger exercises – functional or full scale – to test multiple functions and plans.

Evaluating – Evaluation is a constant throughout all of the preparedness cycle.  We need to evaluate every step within the preparedness cycle and make adjustments and improvements as needed.  Embrace best practices and fix shortfalls.  This leads directly to the next step…

Taking Corrective Action – Some corrective actions are quick and easy fixes while others can take a while or cost money above budget to address.  A corrective action plan (aka improvement plan) will help you keep track of what needs to be fixed, the priority it holds, who is responsible for making it happen, and a strategy to make it happen – it’s a living document.

The preparedness cycle can be applied to any hazard, be it Ebola or a flood.  With all this attention on Ebola, it’s a great opportunity to pull plans off the shelf and have discussions with internal and external stakeholders on these preparedness steps.

© 2014 – Timothy Riecker

Exercising Foundational Skills with Unorthodox Scenarios

Does the scenario of an exercise activity really matter?  Can we use a zombie scenario to exercise evacuation and sheltering?  Can we use a holiday food distribution to the needy to practice our POD (point of distribution) plan?  Do scenarios always have to be realistic or related to our jurisdiction’s hazards?

I’m a foodie.  As such I find myself occasionally watching shows like Cutthroat Kitchen and Chopped.  These are fun shows that strike a balance of cooking with game shows, including the cash prize in the end.  The competitors are legitimate cooks, some trained in culinary schools, some successful in their careers and earning the title of ‘chef’.  The competitors are given, on the spot, either a dish to create (Cutthroat Kitchen) or a box full of ingredients which must all be incorporated into a dish (Chopped), using a kitchen and pantry generally unfamiliar to them, within a relatively short amount of time – and make it better than their competitors.  Is competing on these shows anything like running a professional kitchen?  Hell no.  Does it make them better cooks?  From interviews I’ve heard, the answer is yes.

Can we recreate this in emergency management?  Of course we can, and we should.  How would this help emergency managers and other public safety professionals?  Recall that within the exercise design component of the HSEEP process the Core Capabilities to be focused on and the objectives to be tested are selected prior to determining the scenario.  This tells us that the activities to be performed are more important than the scenario in which they will be performed.  In these cooking competitions, the participants must fall back on their foundational skills to be successful.  It’s those foundational skills and the activities which they foster that we evaluate in our exercises.

Certainly a scenario has some importance.  It provides context, allowing the participants to get their head into what they are doing.  A scenario can be different, even a bit silly or fantastical (alien invasion, anyone?), but it still has to correlate to the objectives of the exercise; i.e. there must be a compelling reason to perform mass prophylaxis or to evacuate an area.  That said, the scenario is simply a vehicle to get our participants to perform what we intend to test.  Don’t we always tell our participants to not fight the scenario?  Well if it’s something they’ve never before experienced, they have little ground to stand on.

Another benefit to using an unfamiliar or alternate scenario is getting participants to break from the routine and face unexpected and new challenges.  What if digital communications fail?  What if they have to relocate to an alternate EOC? What if that alternate facility is likewise compromised?  Consider using the scenario to remove a critical resource from use.  How will the participants overcome this new problem?  In Cutthroat Kitchen, participants are faced with unseemly injects to their food preparation, such as replacing all cooking utensils with a Swiss Army knife or only being able to cook using a microwave.  Some of your participants may balk at such occurrences, but emergency management is about managing the unknown, the unfortunate, and the unexpected.

Regardless of the measure of reality we choose to base our exercises on, the scenarios we develop are really another level of fiction to help facilitate exercise participation.  Yes, often times we want to test hazard specific plans (a zombie apocalypse exercise can not replace the need of a hurricane exercise), but if the scenario itself doesn’t matter, consider using something ‘outside the box’.  Routine makes us complacent and complacency is very dangerous in emergency management.  We must always expect the unexpected and continually have the mindset to improvise, adapt, and overcome.

© 2014 – Timothy Riecker

4 Steps to Individual and Family Preparedness

As mentioned in earlier posts, September is National Preparedness Month.  Through the lens of whole community emergency management, individual and family preparedness is truly the foundation of all our efforts.  If families are not properly prepared our systems in emergency management, response, social services, healthcare, etc. will be completely overwhelmed in the event of a disaster.  If individuals have not prepared themselves for disasters they will not be able to go to work – effectively shutting down government, businesses, and not for profits which provide so many critical services – especially during disasters. 

While my focus lies generally on preparing governments, businesses, and not for profits for disaster, I often get asked questions about individual and family preparedness.  I also stress individual and family preparedness when I speak with clients, as the preparedness of their employees, suppliers, distributors, customers and clients is so important to their continuity of operations.  Every organization should promote preparedness concepts to their employees as part of their business continuity plan. 

There are an abundance of resources out there on individual and family preparedness.  Overall, the best of these resources is Ready.gov.  They make preparedness simple by breaking it down into four key activities:

  1. Get a kit
  2. Make a plan
  3. Be informed
  4. Get involved. 

1. Get a Kit – FEMA promotes getting (or better yet – building) an emergency kit that will sustain you and your family for at least 3 DAYS.  I would suggest that you prepare to be on your own for as long as you can.  If you can do 3 days, why not 4? 

Everyone’s kit is going to be a little bit different based on your needs and your budget. Here are some ideas to get you started.

  • Water.  It’s a biological essential.  Have AT LEAST 1 gallon of water per person per day for hydration and basic sanitation.  If you live in a warmer climate you will need more. 
    • Pro tip – While you should prepare for your water needs with gallon jugs, consider other water sources to supplement this such as the water in the tank of your toilet or your hot water heater. 
  • Food, another biological essential.  Be sure to have at least three days of non-perishable food per person.  Canned food is always an easy option, although it can be heavy (don’t forget the can opener!).  A lighter-weight option would be military MREs (meals ready to eat) or camping meals (found in most outdoors and hunting stores).  Protein bars and dried fruit are great options as well as they are high in calories (something you may need in a survival situation) and nutrient dense. 
    • Pay special attention to dietary needs or restrictions.  Food allergies are important to note when buying your food.  Also note the amount of sodium usually found in pre-packaged food in the event that a member of your family has sodium sensitivities. 
    • Have pets?  Don’t forget food and water for them, too!
  • Medications.  These can consist of over the counter medications such as ibuprofen, anti-histamines, or anti-diuretics which your family may need (and which you should pack!) as well as any prescription medications. 
    • All food, water, and medications have an expiration date.  Keep a list of your items in your kit with expiration dates noted.  Rotate new stock in when needed. 
  • First aid kit.  Injuries can and do occur during disasters so you should be prepared with a first aid kit.  This is something you can purchase in whole or in part, supplemented with additional items.  Rolled gauze, triangular bandages, and bandaids are important and often used – so stock up! 
    • Get training and know how to provide first aid!  Everyone in your family should take a first aid and CPR class.  Check with the Red Cross, your local community college, or ambulance squad.  Keep a small first aid book in your kit as well – you might not remember everything! 
  • Toiletry and sanitation supplies.  Garbage bags are excellent multi-purpose items.  They can be used to dispose of waste (human or otherwise), to carry goods, or to act as a barrier.  Be sure to have some rolls of toilet paper, feminine products, cleaning solution (a spray bottle of bleach solution is best!), and hand wipes.  Have a baby?  Be sure to pack diapers!
    • Toilet seats that fit on 5 gallon buckets are a great convenience and are available through many commercial outlets.  Before a disaster you can also store some of your emergency supplies in the bucket
  • Emergency communications.  Battery operated, solar, or hand crank radios are a great addition to your kit.  They will allow you to stay aware of the situation and receive important government messages.  These are available through many commercial outlets. 
    • Many of these radios also include features such as flashlights and cell phone chargers.  Be sure that you are familiar with their operation before disaster strikes! 
    • Consider how you will store your kit and how you might have to move it in the event of evacuation.  Plastic bins are a great storage solution buy may not be convenient to move.  Store all items in backpacks inside the bins.  Bright red bins are great to use and should be labeled and easy to find and access. 
    • You don’t have to assemble your kit all at once.  If it’s more cost effective for you and your family, create a preparedness budget and purchase items over a period of time. Tools and supplies.  Other tools and supplies may be necessary to help you survive depending on your situation.  Items to consider are duct tape, a good knife, a folding camping or military style shovel, a hatchet, a wrench, and rope or para-cord. 

2. Make a Plan –Along with checklists for your kit, you can also find checklists and templates on Ready.gov for your plans. A family communications plan is one of the most important plans you can make. How will family members contact each other during a disaster? Consider both cell phone and landline contact methods. Also, an out of state contact should be identified. If family members can’t contact each other, perhaps they can contact this out of state person to let them know they are OK.

Families should plan for sheltering in place by identifying the resources and actions necessary for staying where they are and staying safe. Likewise, families should create an evacuation plan in the event that an evacuation is ordered. What will you take with you?

Lastly, you should be knowledgeable of the emergency plans at school and work. How will notifications be made? What will schools do with children? Where will your meeting place be?

3. Be Informed. It is important to be informed about disasters, be notified of them when they are about to occur, and be able to receive emergency alerts and instructions from government in the event of a disaster. Most states have emergency notification systems established which are free to subscribe to. These systems will contact you per your instructions (cell phone, land line, text, email) to notify you of an emergency and provide you with emergency instructions. Some major cities also have their own similar alert systems. Know what is available in your area and subscribe.

4. Get Involved. Once you have prepared you and your family, help your community to become better prepared. There are a variety of organizations who can benefit from your interest in preparedness. Perhaps you would like to be a health and safety instructor with the American Red Cross or maybe you would like to volunteer through a faith based organization such as the Salvation Army or your local church, mosque, or temple. Local Citizen Corps Councils, if you have one, are focused on disaster preparedness and relief efforts. Volunteermatch.org is a great way to find local community organizations to volunteer with.

Remember, this is just a quick synopsis.  More information can be found from Ready.gov or from the other links provided.  More information on individual and family preparedness can also be found from fellow blogger Kathleen at oyoinfo.net. 

Be Proactive, Be Prepared! ™

 © 2014 – Tim Riecker

 

What’s the (next) Big Idea in Emergency Management?

Innovation.  It seems to be what everyone clamors for.  In emergency management we see people striving for it across the board: in government and in education we try to build the better emergency management mouse trap.  We establish think tanks to find new solutions and the private sector looks for better ways to protect their investments.  But what is it that we are looking for?  What systemic problems do we still face in emergency management that require change? 

There is plenty out there that needs to be improved upon.  There always will be.  Until we can prepare for, prevent, and mitigate disasters to the point that little to no response is ever needed and no loss of life occurs we will continue to strive for better ways of doing things.  I’m guessing that day is a long way off, so we have plenty of work to do.  Before we can innovate, however, we must find cause.  Necessity, as they say, is the mother of invention.  So what needs exist that must be corrected? 

Certainly our after action reports (AARs) identify areas of needed change.  But those generally only show us gaps in local systems.  Threat and Hazard Identification and Risk Analysis (THIRA) likewise shows gaps in local systems.  Does this information ever get fed to higher levels?  Of course it does… in some measure but only some of the time.  States assemble State Preparedness Reports (SPRs) which, in current practice, conduct an analysis of each core capability through each of the POETE elements (planning, organizing, equipping, training, and exercising).  These in turn inform the National Preparedness Report (NPR).  The 2014 NPR was released by FEMA earlier this month, identifying areas for improvement in several of the core capabilities.  This is certainly a resource to help us identify needs, but none of these resources or mechanisms are perfect.  What is missing?  How do we improve them?

Interestingly enough, some opine that we aren’t examining the right data.  The Congressional Research Service suggests that we might need better measures of preparedness, according to their report and this article from FierceHomelandSecurity.com.  The report gives no answers, but poses several questions.  Overall, what can we do better?

Returning to innovation, where do the gaps truly exist?  How do we validate those gaps?  Can we address those gaps with current systems or do we need to create new systems (innovations)?  If it is with current systems, what are the barriers to getting the gaps addressed in the short term?  If it is not with current systems where does the innovation come from? 

Despite having worked in Emergency Management for over fifteen years and having seen, felt, and experienced the myriad changes which have occurred – especially since 9/11 – and with every administration subsequent to the attacks I really hadn’t sat and considered the changes that have occurred.  I’m about half way through an amazing book by John Fass Morton called Next-Generation Homeland Security: Network Federalism and the Course to National Preparedness.  The first 200 pages or so of the book provide a thorough review of civil defense/emergency management/homeland security through decades and over a dozen presidential administrations.  The gravity of it all has left my head spinning.  So many changes – and most simply for the sake of politics.  Much of it seems like wasted effort, but Mr. Morton connects the dots so brilliantly and identifies that D certainly could not have happened if not for A, B, and C… even though C and A were essentially the same.  IT seems that through these years so much has occurred, but so little has actually changed.  I would argue that the practice of emergency management is in a better place now than ever, but what will emergency management look like tomorrow?  Will our continued evolution be through measured change or through innovation?  What makes that determination? 

© 2014 – Timothy Riecker

 

An Academic Study in Ferguson Civil Disorder

From an academic and emergency management lessons learned perspective, there will be a great deal to learn from the events in Ferguson, Missouri.  In this brief article on Western Illinois University’s Emergency Management program, faculty comment on how a few of the courses within their degree program expect to analyze this social disaster. 

I anticipate a lot of post-incident analysis once we have the facts of this event.  Respecting the loss of life as we do in any disaster, the practice of emergency management within the greater professions of public safety and even government administration stand to learn a great deal from an after action analysis of this incident to help us improve by preparing for and preventing the impacts of future incidents. 

Keeping Up With Changes in Emergency Management

As with many things in life, the field of emergency management has changed and will continue to do so.  Much of this change is an evolution – generally positive and productive adjustments to make us more effective and efficient in what we do supported by doctrine and models to guide our actions and provide consistency of application.  Sometimes changes are made which simply give the illusion of progress or are applied much like a Band-Aid as a knee-jerk stop-gap measure which usually fail unless a better implementation is put in place.  Many of the better thought out applications, however, do tend to stick.  While we have seen a great deal of change in the field over the last 14 years, we have largely seen a clear progression with practitioners and policy makers learning from previous programs. 

Yesterday I encountered two separate instances which did not apply current practices and policies. The first was an advertisement for a training program which discussed the four phases of emergency management.  The second was an article in which the author stated that ‘…preparedness is no longer part of the (emergency management) lexicon…’.  The two items, while different, are related in that they both indicate a lack of understanding in the evolution we have made from the four phases of emergency management – mitigation, preparedness, response, and recovery. 

In a nutshell, these long standing phases began to change soon after the terrorist attacks of 9/11 with the integration of homeland security with emergency management resulting in the inclusion of ‘prevention’ into the emergency management phases – thus prevention, mitigation, preparedness, response, and recovery.  As minor as this seems, it was quite a change for those of us who had been in the world of the four phases for a while and was a difficult pill to swallow.  Along with the human nature of resistance to change there was still a feeling that the matter wasn’t quite fully settled – in other words, more change would come. 

For several years different models were kicked around but none really gained traction until the issuance of Presidential Policy Directive 8 (PPD8), which created the National Preparedness Goal and the National Preparedness System.  These begat things like the Core Capabilities (a revamping of the predecessor Target Capabilities) and the introduction of the Threat and Hazard Identification and Risk Assessment (THIRA) as well as a new way of viewing the major activities within emergency management and homeland security – the five mission areas of prevention, protection, mitigation, response, and recovery.  These five mission areas have re-defined, or perhaps more accurately defined what it is that we do in emergency management and homeland security. 

The traditional four phases were often depicted in a cycle.  Taken literally, this meant that you progressed from one phase to the next in a series.  The truth of the matter was that each of the four phases could actually run simultaneously.  There was also a misunderstanding that preparedness was an isolated activity, when in actuality our preparedness efforts applied to all activities.  With the further evolution of homeland security the foundational activities of prevention and then protection were identified and defined.  Pulling together these five mission areas – prevention, protection, mitigation, response, and recovery – the National Preparedness System provides for distinct preparedness activities identified for each mission area, an organization of the Core Capabilities within each mission area, and national planning frameworks which identify the role and goals of each mission area in achieving the national preparedness goal.  Not only has preparedness not gone away, but it has been elevated in status. 

PPD8 was probably the presidential directive with the greatest and broadest impact on our field of practice since Homeland Security Presidential Directive 5 (HSPD5) in 2003 which drove the implementation of the National Incident Management System (NIMS).  Keeping up with critical changes in our evolution such as these is absolutely imperative for practitioners.  Not only do these policy changes impact how we do our jobs individually and programmatically, but they impact how we coordinate with each other, which is and always will be the foundational essence of emergency management. 

How do you keep up with changes in our field of practice?

© 2014 Timothy Riecker

Having a Resource Management Common Operating Picture

Resource management is one of the most complex aspects of emergency management.  The resource management cycle could be seen as a microcosm of the emergency management cycle with a number of steps operating in sequence and some simultaneously before, during, and after a disaster.  We need to properly establish our resource management systems, procedures, and policies and keep them, as well as our inventories, up to date.

Referencing the Core Capabilities, the capabilities of Public and Private Services and Resources, Planning, Critical Transportation, and Operational Coordination all have bearing on resource management.  Resource management is also one of the key components of NIMS.  The following graphic on the resource management cycle comes from NIMS doctrine.  While this is largely a logistics issue, the importance of it all cuts across all levels of all organizations.

NIMS Resource Management Cycle

NIMS Resource Management Cycle

Consider each of the steps identified in the resource management cycle.  There is quite a bit of complexity to each.  An additional challenge is that they are always in motion as requirements regularly change, new resources are obtained, and obsolete resources are retired from service.  Often one change in a step of the cycle requires changes cascading to other steps.  Also consider the variety of people involved in each step.  No one agency or department has all the resources, therefore we are relying on information from others to create a common operating picture of resource management.  Additionally, the regularity of changes in this information require us to have establish and maintain a system which allows for real-time tracking of this information.

Any information can be viewed in a variety of manners.  A fairly simple web-based tool can allow for multiple stakeholders to input data and change resource status, but the display of that information the reporting available from such as system allows for better utility.  The integration of GIS can help us identify not only where our resources are, but what their status is (NIMS provides us with three resources status indicators: Assigned, Available, and Out of Service), as well as detailed information on the resource such as the kind and type (again, these are NIMS-driven definitions that describe the capability of a resource), the owner of the resource along with contact information, and other information including technical, operational, and maintenance information.

In a pre-incident condition we should know what we have, what capability of those resources, and the conditions for deployment.  Operating under ICS, once an incident occurs, Logistics obtains resources for the incident where tracking becomes the responsibility of the Resource Unit in the Planning Section.  After an incident, these resources return to their owners where they are maintained and re-inventoried.  Depending on the incident, owners may be reimbursed for their use which requires reporting on a variety of metrics.

Wildfire incident management practices brought us the T-Card system – a great low-tech way of tracking incident resources.  A T-Card system is easy to learn and deploy and does a great job of tracking resources but can be very labor intensive and certainly has a delay in reporting.  I’ve also used spreadsheets and stand alone databases, which allow for more flexibility and automated reporting, but still suffer from a delay with a single point of data input and management.  Networked systems allow for immediate inclusion of staging areas, bases, and other mobilization or stockpile areas and are suited for simple and complex incidents.  Consider leveraging technology to maximize your resource management common operating picture on both a daily basis and for incident management.  Of course it’s always good to have a low-tech back up (and the know-how to use it!).

What systems do you have in place for resource management?  What best practices have you identified?

© 2014 Timothy Riecker

 

Planning for a Mass Fatality Incident

Planning for a mass fatality incident can be almost as complex as responding to such an incident.  Mass fatalities can arise from transportation incidents, pandemics, mud slides, mass shooting, or other sudden incidents.  Thankfully mass fatality incidents do not occur often, but due to the impacts and complexity of managing such incidents every jurisdiction should have a plan in place to address them.

A mass fatality incident management plan should be an annex to a comprehensive emergency management plan.  Just as with any deliberate emergency planning effort (ref CPG 101), we start by assembling a planning team.  This planning team should represent all relevant stakeholders from across the community.  Beyond your usual public safety agencies, the team should also include the coroner or medical examiner, public health, public works, hospitals, social services agencies, the American Red Cross, funeral directors, and cemetarians.  It is also important to consider the cultural and/or spiritual requirements of how the deceased are handled so community leaders from these groups should also be included in your planning process.

Your plan should acknowledge the hazards in your community which can lead to a mass fatality incident.  These should already have been identified through your hazard analysis/THIRA.  If you have not conducted a THIRA, your planning team should discuss the impacts of such an event through a briefly outlined credible worst-case scenario then identify what capabilities are needed to address these impacts.

Assisting agencies may have some slightly different roles in the management of a mass fatality incident than they would in other incident responses.  These differences should be identified in the mass fatality incident response plan.  It should also be recognized that the causal nature of the incident is most likely to drive who will be in charge of such an incident.  Typically there are other matters which must be mitigated to save lives, protect property, and stabilize the incident which will determine who is in charge.  Because it is a mass fatality incident the coroner or medical examiner will be managing a significant portion of the incident and may also be driving policy based upon their legal responsibilities, but they may not be in command, although they may be likely to be part of a unified command.

While the coroner or medical examiner will be handling the deceased, it must absolutely be remembered that the living must also be cared for.  First and foremost are the immediate survivors, if any, of the incident who will require emergency medical care.  Depending on the nature of the incident, others may need to be treated for exposure.  Mental health care is a much more prominent issue in a mass fatality than perhaps any other incident – and the need for mental health care applies to everyone working the incident, families and friends of victims and survivors, and the community at large.

A common venue in mass fatality incidents for providing mental health assistance to families and friends of victims and survivors is a Family Assistance Center (FAC).  The Aviation Disaster Family Assistance Act of 1996 requires family assistance centers to be established for major transportation incidents (the joint responsibility of the NTSB and the American Red Cross) but these centers have been used for other mass fatality incidents as well.  In additional to crisis mental health counseling, a variety of other services can also be provided at a FAC.  A FAC should be established very quickly and it should be recognized that surviving victims may be stranded in the area and that family and friends will flock to the area – many of which may have little support structure or plans for essentials such as lodging.  A FAC is also an ideal location for authorities to obtain information from survivors about the missing or deceased which will help with future identification.  FACs are often located in hotels where large conference facilities, lodging, food, and other services can be obtained.

Another facility common to a mass fatality incident is a temporary morgue.  Temporary morgues are established either as a matter of operational convenience (rather than having to transport remains to the jurisdiction’s usual morgue site) or because the usual morgue site is too small to accommodate a larger operation.  Usually in conjunction with a temporary morgue is the need for cold storage for remains.  This is most often accomplished via refrigerated trucks/containers.  The incident morgue is obviously a secure location, with only authorized personnel being allowed access.

The amount of logistical planning required to establish and support facilities such as a family assistance center and temporary morgue lend themselves greatly to pre-planning efforts, including MOUs, site-specific standard operating procedures, mobile caches of disaster supplies, and exercises to test the standard operating procedures for setting up and running such facilities.  There are a variety of resources available to assist you with assembling your mass fatality incident response plan from LLIS, the federal Disaster Mortuary Response Team (DMoRT), state health departments, state emergency management agencies, and funeral home director’s associations.  The National Association of County and City Health Officials also has information which can assist you.

Take the time to create a mass fatality incident management plan, train personnel on the plan, and exercise it regularly.  Mass fatalities represent some of the most complex incidents I’ve ever been involved in and are very multifaceted.  As always, if your jurisdiction needs assistance in any preparedness efforts, Emergency Preparedness Solutions, LLC is here to help!

© 2014 Timothy Riecker